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SEBI

Changes in RIA practice pursuant to SEBI RIA amendment w.e.f October 01, 2020

As you all are aware that SEBI has come out with amendment in IA regulation through notification dated July 03, 2020 which require great amount of shift in existing IA business practice. The new IA amendment regulation talks about enhanced qualification and Net worth criteria, mandatory agreement, segregation of business at client level, compliance Audit […]

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