Finally, the wait is over. SEBI has come out with detailed guidelines for Investment Advisers on September 23, 2020. Although the guidelines are more or less on the expected lines as most of the terms were already published in 4th consultation paper, SEBI has, vide this guidelines, provided detailed modus operandi as to client level […]
Tag: SEBI Investment Adviser
SEBI recently have issued 4th consultation paper on Investment Adviser regulation.key excerpts of the same are as follows: Client level segregation of advisory and distribution services. IA shall provide implementation services to its advisory clients only through direct schemes/direct code in the securities market. Fees can be charged either AUA based or fixed fees. In […]
CS Harshit Shah 